{"id":8508,"date":"2018-09-14T20:51:33","date_gmt":"2018-09-14T23:51:33","guid":{"rendered":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/administrative-resolutions\/ra-18-2016-financiamento-de-terceiros-em-arbitragens-cam-ccbc\/"},"modified":"2020-03-09T14:35:19","modified_gmt":"2020-03-09T17:35:19","slug":"ar-18-2016-recommendations-regarding-the-existence-of-third-party-funding-in-arbitrations-administered-by-cam-ccbc","status":"publish","type":"page","link":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/administrative-resolutions\/ar-18-2016-recommendations-regarding-the-existence-of-third-party-funding-in-arbitrations-administered-by-cam-ccbc\/","title":{"rendered":"AR 18\/2016 &#8211; Recommendations regarding the existence of third-party funding in arbitrations administered by CAM-CCBC"},"content":{"rendered":"<p>[et_pb_section bb_built=&#8221;1&#8243; module_class=&#8221;interior-header&#8221; _builder_version=&#8221;3.12.2&#8243; background_image=&#8221;https:\/\/ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/wp-content\/uploads\/sites\/10\/2018\/08\/Conj31-A1-SalaDeArbitragem.jpg&#8221; custom_padding=&#8221;200px|0px||0px|false|false&#8221; next_background_color=&#8221;#ffffff&#8221;][et_pb_row custom_margin=&#8221;50px|||&#8221; background_position_1=&#8221;top_left&#8221; background_repeat_1=&#8221;no-repeat&#8221; _builder_version=&#8221;3.11.1&#8243;][et_pb_column type=&#8221;4_4&#8243;][et_pb_text admin_label=&#8221;Header&#8221; _builder_version=&#8221;3.21.1&#8243; text_font_size=&#8221;22px&#8221; text_font_size_tablet=&#8221;14px&#8221; text_font_size_last_edited=&#8221;on|phone&#8221; header_font_size=&#8221;60px&#8221; header_font_size_tablet=&#8221;30px&#8221; header_font_size_last_edited=&#8221;on|phone&#8221; header_line_height=&#8221;1.2em&#8221; background_layout=&#8221;dark&#8221; z_index_tablet=&#8221;500&#8243;]<\/p>\n<h1>AR 18\/2016<\/h1>\n<p>Recommendations regarding the existence of third-party funding in arbitrations administered by CAM-CCBC<\/p>\n<p>[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row custom_padding=&#8221;0px||0px|&#8221; custom_margin=&#8221;0px||0px|&#8221; _builder_version=&#8221;3.12.2&#8243;][et_pb_column type=&#8221;4_4&#8243;][et_pb_code admin_label=&#8221;Breadcrumbs shortcode&#8221; module_class=&#8221;breadcrumbs&#8221; _builder_version=&#8221;3.11.1&#8243; custom_css_main_element=&#8221;margin-top: 103px;||font-size: 14px;&#8221;][\/et_pb_code][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section bb_built=&#8221;1&#8243; _builder_version=&#8221;3.0.47&#8243; prev_background_color=&#8221;#000000&#8243; next_background_color=&#8221;#054c84&#8243;][et_pb_row _builder_version=&#8221;3.0.48&#8243; background_size=&#8221;initial&#8221; background_position=&#8221;top_left&#8221; background_repeat=&#8221;repeat&#8221;][et_pb_column type=&#8221;4_4&#8243;][et_pb_text _builder_version=&#8221;3.12.2&#8243; background_size=&#8221;initial&#8221; background_position=&#8221;top_left&#8221; background_repeat=&#8221;repeat&#8221;]<\/p>\n<p><strong>Ref.: \tRecommendations regarding the existence of third-party funding in arbitrations administered by CAM-CCBC<\/strong><\/p>\n<p>&nbsp;<\/p>\n<p>The President of the CAM-CCBC (&#8220;Center for Arbitration and Mediation of the Chamber of Commerce Brazil-Canada&#8221;), exercising its powers under Article 2.6(c) of the CAM-CCBC Rules, approved on 1 September 2011, with amendments approved on 28 April 2016, after hearing the Advisory Council, hereby decides to disclose the following recommendation regarding the existence of third-party funding in arbitrations administered by the CAM-CCBC.<\/p>\n<p>The purpose of this recommendation is to inform and guide the parties and the arbitrators on how to address the existence of third-party funding in arbitration proceedings administered by the CAM-CCBC, as well as to clarify the procedure to be adopted by the CAM-CCBC in these cases.<\/p>\n<p>&nbsp;<\/p>\n<p><strong><u>Third-Party Funding<\/u><\/strong><\/p>\n<p><strong>Article 1 &#8211;<\/strong> It is considered third-party funding when a natural or legal person who is not party to the arbitration proceedings provides full or partial resources to one party so as to enable or assist the payment of the arbitration costs, receiving in return a portion or percentage of any profits earned from the award or from the agreement.<\/p>\n<p><strong>Article 2 &#8211;<\/strong> &#8220;Arbitration costs&#8221; are considered any amount spent with the proceedings, encompassing, but not limited to, administrative costs, arbitrators&#8217; fees, experts&#8217; fees, attorneys\u2019 fees, costs and defeat fees and conviction values.<\/p>\n<p>&nbsp;<\/p>\n<p><strong><u>Conflicts of interest with the third-party funder<\/u><\/strong><\/p>\n<p><strong>Article 3 &#8211;<\/strong> The presence of a third-party funder can raise reasonable doubt as to the impartiality or independence of the arbitrators, due to possible past or current relationship between the arbitrator and the third-party funder.<\/p>\n<p><strong><u>Communication<\/u><\/strong><\/p>\n<p><strong>Article 4 &#8211;<\/strong> In order to avoid potential conflicts of interest, CAM-CCBC recommends the parties to report the existence of third-party funding to CAM-CCBC at the earliest opportunity. The complete qualification of the funder should be included in this communication.<\/p>\n<p><strong>Article 5 &#8211;<\/strong> When this communication is received, CAM-CCBC shall inform the arbitrators and invite them to perform a conflict check and to reveal any information that may raise justifiable doubt as to their independence and impartiality. The third-party funding information shall also be provided to the other party.<\/p>\n<p>&nbsp;<\/p>\n<p align=\"center\">S\u00e3o Paulo, 20 July 2016.<\/p>\n<p align=\"center\">Carlos Suplicy de Figueiredo Forbes<\/p>\n<p align=\"center\">President of CAM-CCBC<\/p>\n<p>[\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section bb_built=&#8221;1&#8243; _builder_version=&#8221;3.19.18&#8243; background_color=&#8221;#054c84&#8243; custom_padding=&#8221;20px|0px|20px|0px|false|false&#8221; disabled=&#8221;on&#8221; disabled_on=&#8221;on|on|on&#8221; global_module=&#8221;4117&#8243; prev_background_color=&#8221;#ffffff&#8221;][et_pb_row global_parent=&#8221;4117&#8243; use_custom_gutter=&#8221;on&#8221; make_equal=&#8221;on&#8221; _builder_version=&#8221;3.11.1&#8243; module_alignment=&#8221;center&#8221;][et_pb_column type=&#8221;1_4&#8243;][et_pb_image admin_label=&#8221;LOGO EN&#8221; global_parent=&#8221;4117&#8243; src=&#8221;https:\/\/ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/wp-content\/uploads\/sites\/10\/2018\/08\/9f420009-logo_camccbc_white_shadow_en.png&#8221; _builder_version=&#8221;3.19.10&#8243; border_color_right=&#8221;#ffffff&#8221; max_width=&#8221;70%&#8221; module_alignment=&#8221;left&#8221; custom_margin=&#8221;|||&#8221; custom_padding=&#8221;|||&#8221; \/][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243;][et_pb_text admin_label=&#8221;CONTACT US&#8221; global_parent=&#8221;4117&#8243; _builder_version=&#8221;3.19.10&#8243; text_text_color=&#8221;#ffffff&#8221; text_font_size=&#8221;10px&#8221; text_line_height=&#8221;1em&#8221; text_text_shadow_style=&#8221;preset2&#8243; header_3_text_color=&#8221;#ffffff&#8221; header_3_font_size=&#8221;13px&#8221; header_3_letter_spacing=&#8221;2px&#8221; border_width_left=&#8221;1px&#8221; border_color_left=&#8221;#ffffff&#8221; custom_margin=&#8221;13px|||-35px&#8221; custom_margin_tablet=&#8221;13px|||&#8221; custom_margin_phone=&#8221;|||-60px&#8221; custom_margin_last_edited=&#8221;on|phone&#8221; custom_padding=&#8221;|||60px&#8221; custom_padding_last_edited=&#8221;on|phone&#8221;]<\/p>\n<h3><strong>CONTACT US<\/strong><\/h3>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-5103 alignnone size-full\" src=\"https:\/\/ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/wp-content\/uploads\/sites\/10\/2018\/08\/tel.png\" alt=\"\" width=\"8\" height=\"8\"> +55 11 4058-0400<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-5113 alignnone size-full\" src=\"https:\/\/ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/wp-content\/uploads\/sites\/10\/2018\/08\/mail_2.png\" alt=\"\" width=\"13\" height=\"8\">&nbsp;ccbc@ccbc.org.br<\/p>\n<p>[\/et_pb_text][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243;][et_pb_text admin_label=&#8221;LOCATION&#8221; global_parent=&#8221;4117&#8243; _builder_version=&#8221;3.19.10&#8243; text_text_color=&#8221;#ffffff&#8221; text_font_size=&#8221;10px&#8221; text_line_height=&#8221;1em&#8221; text_text_shadow_style=&#8221;preset2&#8243; header_3_text_color=&#8221;#ffffff&#8221; header_3_font_size=&#8221;13px&#8221; header_3_letter_spacing=&#8221;2px&#8221; border_color_left=&#8221;#ffffff&#8221; custom_margin=&#8221;13px|||&#8221; custom_margin_last_edited=&#8221;on|phone&#8221; custom_padding=&#8221;|||0px&#8221; locked=&#8221;off&#8221; disabled=&#8221;off&#8221; disabled_on=&#8221;off|off|off&#8221;]<\/p>\n<h3><strong>LOCATION<\/strong><\/h3>\n<p>Rua do Rocio, 220 &#8211; 12 andar &#8211; cj. 121<\/p>\n<p>Vila Ol\u00edmpia, S\u00e3o Paulo -SP &#8211; Brasil &#8211; 04552-000<\/p>\n<p>[\/et_pb_text][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243;][et_pb_code admin_label=&#8221;CODE&#8221; global_parent=&#8221;4117&#8243; _builder_version=&#8221;3.19.10&#8243;][et_social_follow icon_style=&#8221;slide&#8221; icon_shape=&#8221;circle&#8221; icons_location=&#8221;top&#8221; col_number=&#8221;auto&#8221; custom_colors=&#8221;true&#8221; bg_color=&#8221;#ffffff&#8221; bg_color_hover=&#8221;#ffffff&#8221; icon_color=&#8221;#054c84&#8243; icon_color_hover=&#8221;#054c84&#8243; outer_color=&#8221;dark&#8221;][\/et_pb_code][\/et_pb_column][\/et_pb_row][\/et_pb_section]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>AR 18\/2016 Recommendations regarding the existence of third-party funding in arbitrations administered by CAM-CCBC  Ref.: Recommendations regarding the existence of third-party funding in arbitrations administered by CAM-CCBC &nbsp; The President of the CAM-CCBC (&#8220;Center for Arbitration and Mediation of the Chamber of Commerce Brazil-Canada&#8221;), exercising its powers under Article 2.6(c) of the CAM-CCBC Rules, [&hellip;]<\/p>\n","protected":false},"author":8,"featured_media":0,"parent":7583,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"<p align=\"center\"><strong>Resolu\u00e7\u00e3o Administrativa CAM-CCBC n\u00ba 2, de 10 de outubro de 2012.<\/strong><\/p><p><strong>N\u00ba antigo: 023\/2012<a title=\"\" href=\"https:\/\/www.ccbc.org.br\/Materia\/1480\/resolucao-administrativa-n-022012#_ftn1\" name=\"_ftnref1\">[1]<\/a><\/strong><\/p><div><hr align=\"left\" size=\"1\" width=\"33%\" \/><div id=\"ftn1\"><p><a title=\"\" href=\"https:\/\/www.ccbc.org.br\/Materia\/1480\/resolucao-administrativa-n-022012#_ftnref1\" name=\"_ftn1\">[1]<\/a> Conforme Resolu\u00e7\u00e3o Administrativa CAM-CCBC n\u00ba 17, de 19 de julho de 2016, as resolu\u00e7\u00f5es administrativas foram renumeradas.<\/p><\/div><\/div><p><strong>Ref.: \u00a0 Tabela de Despesas 2012<\/strong><\/p><p><strong>Pagamento dos honor\u00e1rios dos \u00e1rbitros<\/strong><\/p><p>O Presidente do CAM-CCBC (\u201c<em>Centro de Arbitragem e Media\u00e7\u00e3o da C\u00e2mara de Com\u00e9rcio Brasil-Canad\u00e1<\/em>\u201d), no uso das atribui\u00e7\u00f5es que lhe s\u00e3o conferidas pelo artigo 2.6., al\u00ednea \u2018c\u2019, do Regulamento do CAM-CCBC, aprovado em 1 de setembro de 2011, resolve que o pagamento dos honor\u00e1rios aos \u00e1rbitros ser\u00e1 realizado conforme descrito abaixo.<\/p><p>\u00a0<\/p><p><strong>1. Valor da causa at\u00e9 R$7.500.000,00<\/strong><\/p><p>O pagamento dos honor\u00e1rios aos \u00e1rbitros que atuam em procedimentos nos quais a remunera\u00e7\u00e3o \u00e9 realizada com base nas horas trabalhadas n\u00e3o sofrer\u00e1 altera\u00e7\u00e3o, ou seja, os \u00e1rbitros poder\u00e3o, ao final do procedimento, solicitar o pagamento das 100 (cem) horas m\u00ednimas, independente de comprova\u00e7\u00e3o de horas trabalhadas ou, alternativamente, no curso do procedimento mediante apresenta\u00e7\u00e3o de relat\u00f3rio de horas.<\/p><p>Os honor\u00e1rios excedentes somente poder\u00e3o ser solicitados ap\u00f3s apresenta\u00e7\u00e3o de relat\u00f3rio comprovando o uso integral das 100 (cem) horas m\u00ednimas. Al\u00e9m disso, a solicita\u00e7\u00e3o dos referidos honor\u00e1rios adicionais dever\u00e1 ser precedida de pedido de provisionamento de horas, direcionada ao setor financeiro e \u00e0 Secretaria.<\/p><p>Para viabilizar a obten\u00e7\u00e3o dos fundos necess\u00e1rios, solicitamos aos senhores \u00e1rbitros que encaminhem a referida estimativa de horas adicionais at\u00e9 30 (trinta) dias antes da apresenta\u00e7\u00e3o da senten\u00e7a arbitral.<\/p><p>Os pagamentos das horas excedentes ser\u00e3o realizados ap\u00f3s o dep\u00f3sito dos valores correspondentes pelas Partes, mediante a apresenta\u00e7\u00e3o de relat\u00f3rio de horas excedentes e nota de honor\u00e1rios.<\/p><p>\u00a0<\/p><p><strong>2. Valor da causa acima de R$7.500.000,00<\/strong><\/p><p>Os honor\u00e1rios dos \u00e1rbitros fixados em parcela \u00fanica proporcional ao valor da causa ser\u00e3o pagos integralmente ap\u00f3s a apresenta\u00e7\u00e3o da senten\u00e7a arbitral.<\/p><p>Os \u00e1rbitros poder\u00e3o retirar antecipadamente at\u00e9 50% do montante, conforme descrito abaixo:<\/p><div>\u00a0<\/div><div><table border=\"1\" cellspacing=\"0\" cellpadding=\"5\" align=\"center\"><thead><tr><th>n\u00ba<\/th><th><strong>Descri\u00e7\u00e3o<\/strong><\/th><th>%<\/th><\/tr><\/thead><tbody><tr><td>1<\/td><td>\u00a0Ap\u00f3s a assinatura do Termo de Arbitragem<\/td><td>\u00a0 \u00a0 \u00a0 \u00a020%<\/td><\/tr><tr><td>2<\/td><td>\u00a0Ap\u00f3s o encerramento da instru\u00e7\u00e3o<a title=\"\" href=\"https:\/\/www.ccbc.org.br\/Materia\/1725\/resolucao-administrativa-n-032016#_ftn1\" name=\"_ftnref1\">[1]<\/a><\/td><td>\u00a0 \u00a0 \u00a0 \u00a030%<\/td><\/tr><tr><td colspan=\"2\">\u00a0Total<\/td><td><p>\u00a0 \u00a0 \u00a0 \u00a050%<\/p><div>\u00a0<\/div><\/td><\/tr><\/tbody><\/table><p>\u00a0<\/p><\/div><p style=\"text-align: center;\">S\u00e3o Paulo, 10 de outubro de 2012.<\/p><p style=\"text-align: center;\">Frederico Jos\u00e9 Straube<\/p><p style=\"text-align: center;\">Presidente do CAM-CCBC<\/p><div><hr \/><div id=\"ftn1\"><p><a title=\"\" href=\"https:\/\/www.ccbc.org.br\/Materia\/1480\/resolucao-administrativa-n-022012#_ftnref1\" name=\"_ftn1\">[1]<\/a> Entende-se encerrada a instru\u00e7\u00e3o pela determina\u00e7\u00e3o que abre prazo para apresenta\u00e7\u00e3o de alega\u00e7\u00f5es finais.<\/p><\/div><\/div>","_et_gb_content_width":"","episode_type":"","audio_file":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","date_recorded":"","explicit":"","block":"","filesize_raw":"","footnotes":""},"class_list":["post-8508","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/8508"}],"collection":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/users\/8"}],"replies":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/comments?post=8508"}],"version-history":[{"count":0,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/8508\/revisions"}],"up":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/7583"}],"wp:attachment":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/media?parent=8508"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}