{"id":8472,"date":"2018-09-14T20:42:14","date_gmt":"2018-09-14T23:42:14","guid":{"rendered":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/administrative-resolutions\/ra-09-2014-arbitragens-com-a-adm-publica-brasileira\/"},"modified":"2020-03-09T14:39:34","modified_gmt":"2020-03-09T17:39:34","slug":"ar-09-2014-arbitration-involving-brazilian-states-and-state-entities","status":"publish","type":"page","link":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/administrative-resolutions\/ar-09-2014-arbitration-involving-brazilian-states-and-state-entities\/","title":{"rendered":"AR 09\/2014 – Arbitration involving Brazilian States and State Entities"},"content":{"rendered":"

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AR 09\/2014<\/h1>\n

Arbitration involving Brazilian States and State Entities<\/p>\n

[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row custom_padding=”0px||0px|” custom_margin=”0px||0px|” _builder_version=”3.12.2″][et_pb_column type=”4_4″][et_pb_code admin_label=”Breadcrumbs shortcode” module_class=”breadcrumbs” _builder_version=”3.11.1″ custom_css_main_element=”margin-top: 103px;||font-size: 14px;”][\/et_pb_code][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section bb_built=”1″ _builder_version=”3.0.47″ prev_background_color=”#000000″][et_pb_row _builder_version=”3.0.48″ background_size=”initial” background_position=”top_left” background_repeat=”repeat”][et_pb_column type=”4_4″][et_pb_text _builder_version=”3.12.2″ background_size=”initial” background_position=”top_left” background_repeat=”repeat”]<\/p>\n

CAM-CCBC Administrative Resolution no. 9, of October 20, 2014.<\/strong><\/p>\n

Former No.: 03\/2014<\/strong><\/p>\n

Re.: Interpretation and application of CAM-CCBC Arbitration Rules
\nArbitration involving Brazilian States and State Entities
\n<\/strong><\/p>\n

The President of CAM-CCBC, in the exercise of the duties assigned to him by Article 2.6., letters \u2018c\u2019 and \u2018d\u2019 of CAM-CCBC Rules, as approved at a Special Meeting of the Chamber of Commerce Brazil-Canada held on September 1, 2011, decides to issue the following statements, which provide for the interpretation of this institution\u2019s Rules on arbitral proceedings involving the Brazilian Public Administration (hereinafter referred to as \u201cPublic Administration<\/em><\/strong>\u201d).<\/p>\n

Statement 1.<\/strong> Arbitrations involving the Public Administration shall observe the CAM-CCBC Rules, without prejudice to the application of Brazilian laws and of international rules effective in the Brazilian legal system.<\/p>\n\n\n\n
Application of CAM-CCBC Rules, as per Article 1.1., applies without prejudice to the national laws and international rules effective in the Brazilian legal system.<\/p>\n

CAM-CCBC Rules, Art. 1.1. These Rules are binding on the parties who have decided to submit a dispute to the Center for Arbitration and Mediation of the Chamber of Commerce Brazil-Canada, which is abbreviated as CAM-CCBC.<\/em><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

 <\/p>\n

Statement 2.<\/strong> The arbitral proceedings involving the Public Administration shall observe the constitutional principle of publicity, except where the information relative to the dispute are classified as confidential, under the applicable law.<\/p>\n\n\n\n
As already mentioned in Article 14.1, which provides for the confidential treatment of arbitrations administered by the CAM-CCBC, arbitral proceedings involving the Public Administration shall observe the constitutional principle of publicity.<\/p>\n

CAM-CCBC Rules, Art. 14.1. The arbitration proceedings are confidential, except for the situations provided for by law or by express agreement of the parties, or in view of the need to protect the right of a party involved in the arbitration.<\/em><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

 <\/p>\n

Statement 3.<\/strong> The arbitral proceedings involving the Public Administration shall be seated in Brazil and adopt Portuguese as its official language.<\/p>\n\n\n\n
The parties\u2019 freedom of choice with regards to the venue and language of the proceedings in Articles 9.1 and 9.5 of the CAM-CCBC Rules may be limited in light of the parties’ needs. This is the case of the Public Administration, whose arbitrations must be seated in Brazil and adopt the Portuguese Language as the official language.<\/p>\n

CAM-CCBC Rules, Art. 9.1. Arbitral proceedings may be seated anywhere in Brazil or abroad. <\/em><\/p>\n

CAM-CCBC Rules, Art. 9.5. 9.1.\u00a0 The arbitration may be seated anywhere in Brazil or abroad.<\/p>\n

CAM-CCBC Rules, Art. 9.5. The arbitration will be conducted in the language agreed by the Parties.
\n<\/em><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

 <\/p>\n

Statement 4. In arbitrations involving disputes between the Public Entities and a private contractual counterparty, the private contractual counterparty may be responsible for the initial and\/or anticipated payment of the fees and expenses due to CAM-CCBC, as well as for the advance of the fees due to the arbitrators, according to the amounts provided in Section 12 of the Rules, without prejudice to any subsequent reimbursement thereof by the Public Entities, as determined by the arbitration award<\/strong>.<\/p>\n\n\n\n
The payment of administration fees, arbitrators’ fees and other expenses of the arbitration proceeding may be freely agreed upon between the parties. Thus, considering the needs of Public Entities and the agreement of the parties, the costs of the proceeding may be allocated to the private counterparty.<\/p>\n

CAM-CCBC Rules, Art. 12.2. The Administrative Fee owed to the CAM-CCBC will be required from of the claimant as of the date the notice to the President is filed requesting commencement of arbitration, and from of the respondent as of the date it is notified thereof.<\/em><\/p>\n

CAM-CCBC Rules, Art. 12.7. Each party will deposit with the CAM-CCBC its portion of the amount of the arbitrators\u2019 fees, corresponding to a minimum number of hours established in the Table of Expenses or a percentage of the amount in dispute. This deposit must be made by the time established in the Table of Expenses.<\/em><\/em><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

 <\/p>\n

Statement 5.<\/strong> The amicus curiae<\/em> is allowed to participate in the arbitration proceedings, provided that it has been previously authorized by the Arbitral Tribunal, which should consider, in its analysis of convenience and timeliness, the relevance of the matter and the representativeness of the applicant.<\/p>\n\n\n\n
Whereas, the purpose of the amicus curiae<\/em> is to assist the arbitrators; Whereas, the amicus curiae<\/em> is not a party and therefore does not have the same rights and obligations of the parties and is not subject to the effects of the arbitral award; It is pertinent to clarify the CAM-CCBC Rules that, for arbitrations with the participation of the Public Administration, amicus curiae<\/em> may be allowed to participate in the arbitration proceedings, provided that it is previously authorized by the Arbitral Tribunal, which, as clarified in Statement 5, in its analysis of convenience and timeliness, it should consider the relevance of the matter and the representativeness of the applicant.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

 <\/p>\n

Statement 6.<\/strong> The recommended model of arbitration clause for arbitrations involving the Public Administration is established as follows:<\/p>\n

1- Any dispute arising from or relating to this agreement shall be definitively resolved by arbitration, under Federal Law No. 9.307\/96.<\/p>\n

1.1- The arbitration shall be administered by the Arbitration and Mediation Center of the Chamber of Commerce Brazil-Canada (“CAM-CCBC”) and shall comply with the provisions of the CAM-CCBC Rules, including the supplementary terms applicable to disputes involving the Public Administration, whose provisions become an integral part hereof.<\/p>\n

1.2- The arbitral tribunal shall be composed of [one\/three] arbitrators, appointed under the CAM-CCBC Rules.<\/p>\n

1.3- The arbitration shall be seated in [City, State], Brazil.<\/p>\n

1.4- The arbitral proceedings shall be conducted in Portuguese.<\/p>\n

1.5- The arbitral proceedings shall observe the constitutional principle of publicity, except for the information relative to the dispute that may be classified as confidential, under the applicable law.<\/p>\n

 <\/p>\n

Statement 7.<\/strong> The recommended model of multi-tiered resolution clause, whereby mediation shall precede arbitration, in proceedings involving the Public Administration, is established as follows:<\/p>\n

1- Any dispute originating from this agreement, including matters concerning its interpretation or enforcement (execution) shall be necessarily submitted to Mediation, administered by the Arbitration and Mediation Center of the Chamber of Commerce Brazil-Canada (\u201cCAM-CCBC<\/em><\/strong>\u201d), in accordance with its Mediation Guide and Rules, to be conducted by a Mediator from the CAM-CCBC List of Mediators who shall be appointed as therein provided.<\/p>\n

1.1- A conflict not solved by mediation, under the mediation clause above, shall be definitively settled by arbitration, under Federal Law No. 9307\/96, administered by CAM-CCBC, pursuant to the terms of its Rules.<\/p>\n

2.1- The arbitration shall be administered by CAM-CCBC and shall comply with the provisions of the CAM-CCBC Rules, including the supplementary terms applicable to disputes involving the Public Administration, whose provisions become an integral part hereof.<\/p>\n

2.2- The arbitral tribunal shall be composed of [one\/three] arbitrators, appointed under the CAM-CCBC Rules.<\/p>\n

2.3- The arbitration shall be seated in [City, State], Brazil.<\/p>\n

2.4- The arbitral proceedings shall be conducted in Portuguese.<\/p>\n

2.5- The arbitral proceedings shall observe the constitutional principle of publicity, except for the information relative to the dispute that may be classified as confidential, under the applicable law.<\/p>\n

Statement 8. <\/strong>The Arbitral Tribunal may administer the arbitral proceedings involving the Public Administration in accordance with the specific elements required by the dispute.<\/p>\n

 <\/p>\n

S\u00e3o Paulo, October 20, 2014.<\/p>\n

Frederico Jos\u00e9 Straube<\/p>\n

President of CAM-CCBC<\/p>\n

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AR 09\/2014 Arbitration involving Brazilian States and State Entities CAM-CCBC Administrative Resolution no. 9, of October 20, 2014. Former No.: 03\/2014 Re.: Interpretation and application of CAM-CCBC Arbitration Rules Arbitration involving Brazilian States and State Entities The President of CAM-CCBC, in the exercise of the duties assigned to him by Article 2.6., letters \u2018c\u2019 […]<\/p>\n","protected":false},"author":8,"featured_media":0,"parent":7583,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"

Resolu\u00e7\u00e3o Administrativa CAM-CCBC n\u00ba 2, de 10 de outubro de 2012.<\/strong><\/p>

N\u00ba antigo: 023\/2012[1]<\/a><\/strong><\/p>

[1]<\/a> Conforme Resolu\u00e7\u00e3o Administrativa CAM-CCBC n\u00ba 17, de 19 de julho de 2016, as resolu\u00e7\u00f5es administrativas foram renumeradas.<\/p><\/div><\/div>

Ref.: \u00a0 Tabela de Despesas 2012<\/strong><\/p>

Pagamento dos honor\u00e1rios dos \u00e1rbitros<\/strong><\/p>

O Presidente do CAM-CCBC (\u201cCentro de Arbitragem e Media\u00e7\u00e3o da C\u00e2mara de Com\u00e9rcio Brasil-Canad\u00e1<\/em>\u201d), no uso das atribui\u00e7\u00f5es que lhe s\u00e3o conferidas pelo artigo 2.6., al\u00ednea \u2018c\u2019, do Regulamento do CAM-CCBC, aprovado em 1 de setembro de 2011, resolve que o pagamento dos honor\u00e1rios aos \u00e1rbitros ser\u00e1 realizado conforme descrito abaixo.<\/p>

\u00a0<\/p>

1. Valor da causa at\u00e9 R$7.500.000,00<\/strong><\/p>

O pagamento dos honor\u00e1rios aos \u00e1rbitros que atuam em procedimentos nos quais a remunera\u00e7\u00e3o \u00e9 realizada com base nas horas trabalhadas n\u00e3o sofrer\u00e1 altera\u00e7\u00e3o, ou seja, os \u00e1rbitros poder\u00e3o, ao final do procedimento, solicitar o pagamento das 100 (cem) horas m\u00ednimas, independente de comprova\u00e7\u00e3o de horas trabalhadas ou, alternativamente, no curso do procedimento mediante apresenta\u00e7\u00e3o de relat\u00f3rio de horas.<\/p>

Os honor\u00e1rios excedentes somente poder\u00e3o ser solicitados ap\u00f3s apresenta\u00e7\u00e3o de relat\u00f3rio comprovando o uso integral das 100 (cem) horas m\u00ednimas. Al\u00e9m disso, a solicita\u00e7\u00e3o dos referidos honor\u00e1rios adicionais dever\u00e1 ser precedida de pedido de provisionamento de horas, direcionada ao setor financeiro e \u00e0 Secretaria.<\/p>

Para viabilizar a obten\u00e7\u00e3o dos fundos necess\u00e1rios, solicitamos aos senhores \u00e1rbitros que encaminhem a referida estimativa de horas adicionais at\u00e9 30 (trinta) dias antes da apresenta\u00e7\u00e3o da senten\u00e7a arbitral.<\/p>

Os pagamentos das horas excedentes ser\u00e3o realizados ap\u00f3s o dep\u00f3sito dos valores correspondentes pelas Partes, mediante a apresenta\u00e7\u00e3o de relat\u00f3rio de horas excedentes e nota de honor\u00e1rios.<\/p>

\u00a0<\/p>

2. Valor da causa acima de R$7.500.000,00<\/strong><\/p>

Os honor\u00e1rios dos \u00e1rbitros fixados em parcela \u00fanica proporcional ao valor da causa ser\u00e3o pagos integralmente ap\u00f3s a apresenta\u00e7\u00e3o da senten\u00e7a arbitral.<\/p>

Os \u00e1rbitros poder\u00e3o retirar antecipadamente at\u00e9 50% do montante, conforme descrito abaixo:<\/p>

\u00a0<\/div>
n\u00ba<\/th>Descri\u00e7\u00e3o<\/strong><\/th>%<\/th><\/tr><\/thead>
1<\/td>\u00a0Ap\u00f3s a assinatura do Termo de Arbitragem<\/td>\u00a0 \u00a0 \u00a0 \u00a020%<\/td><\/tr>
2<\/td>\u00a0Ap\u00f3s o encerramento da instru\u00e7\u00e3o[1]<\/a><\/td>\u00a0 \u00a0 \u00a0 \u00a030%<\/td><\/tr>
\u00a0Total<\/td>

\u00a0 \u00a0 \u00a0 \u00a050%<\/p>

\u00a0<\/div><\/td><\/tr><\/tbody><\/table>

\u00a0<\/p><\/div>

S\u00e3o Paulo, 10 de outubro de 2012.<\/p>

Frederico Jos\u00e9 Straube<\/p>

Presidente do CAM-CCBC<\/p>

[1]<\/a> Entende-se encerrada a instru\u00e7\u00e3o pela determina\u00e7\u00e3o que abre prazo para apresenta\u00e7\u00e3o de alega\u00e7\u00f5es finais.<\/p><\/div><\/div>","_et_gb_content_width":"","episode_type":"","audio_file":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","date_recorded":"","explicit":"","block":"","filesize_raw":"","footnotes":""},"class_list":["post-8472","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/8472"}],"collection":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/users\/8"}],"replies":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/comments?post=8472"}],"version-history":[{"count":0,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/8472\/revisions"}],"up":[{"embeddable":true,"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/pages\/7583"}],"wp:attachment":[{"href":"https:\/\/www.ccbc.org.br\/cam-ccbc-centro-arbitragem-mediacao\/en\/wp-json\/wp\/v2\/media?parent=8472"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}